| 15A Penalty for failure to furnish information, return, etc |
| 15B Penalty for failure by any person to enter into agreement with clients |
| 15C Penalty for failure to redress investors’ grievances |
| 15D Penalty for certain defaults in case of mutual funds |
| 15E Penalty for failure to observe rules and regulations by an asset management company |
| 15F Penalty for failure in case of stock brokers |
| 15G Penalty for insider trading |
| 15H Penalty for non-disclosure of acquisition of shares and take-overs |
| 15HA Penalty for fraudulent and unfair trade practices |
| 15HB Penalty for contravention where no separate penalty has been provided |
| 15I Power to adjudicate |
| 15J Factors to be taken into account by the adjudicating officer |
| 15JA Crediting sums realized by way of penalties to Consolidated Fund of India |
| 15JB Settlement of Administrative and Civil proceedings |